Preventive Measures
In order to minimize the impact of the SURTASS LFA system on marine
mammals and other wildlife, the Navy has undertaken a variety of
measures to restrict how and where the system will be operated. These
include careful monitoring, both visual and acoustic, of marine wildlife
during the operation of the system and strict geographic limitations on
the areas where the system will be used.
Offshore Biologically Important Areas (OBIAs)
To meet the least practicable adverse impacts to marine mammals under
the MMPA, NMFS and the Navy developed a systematic process for
designating marine mammal “offshore biologically important areas” (OBIA)
for SURTASS LFA sonar. These areas include migration corridors, breeding
and calving grounds, and feeding grounds. OBIAs are part of a
comprehensive suite of mitigation measures used to minimize impacts and
adverse effects of SURTASS LFA sonar to marine mammals and are not
intended to apply to other Navy activities or sonar operations.
The process of identifying potential marine mammal OBIAs involves an
assessment by both NMFS and the Navy to identify marine areas that meet
the biological, geographical, and hearing criteria for designation as an
OBIA. For those marine areas that are determined to meet these criteria,
a practicability assessment is then conducted by the Navy to determine
if implementing the OBIAs would have any effect on SURTASS LFA sonar
training and testing activities or personnel safety and would be
practicable to implement.
Prior to 2017, 22 marine mammal OBIAs had been designated by NMFS and
Navy for SURTASS LFA sonar. In 2017, Navy and NMFS concluded that there
was an adequate basis to expand the areal extent of 6 of the existing
OBIAs and to create 6 new OBIAs. During the development of regulations
for SURTASS LFA sonar, the Navy and NMFS agreed to the designation of a
7th new OBIA, bringing the total number of OBIAs to 29 worldwide.
Four of these OBIAs are located in the Navy’s current study area of the
western and central North Pacific Ocean and eastern Indian Ocean. As
part of the analysis for the 2019 SEIS/SOEIS and MMPA Rule, the Navy and
NMFS expanded these four OBIAs and added an additional 10 OBIAs to the
study area.
Marine mammal OBIAs for SURTASS LFA sonar and their annual period of
effectiveness
OBIA Name |
Period of Effectiveness |
Georges Bank |
Year-round |
Roseway Basin Right Whale Conservation Area |
June through December |
Great South Channel, U.S. Gulf of Maine, and Stellwagen Bank
National Marine Sanctuary
|
January 1 to November 14; year-round for Stellwagen Bank NMS
|
Southeastern U.S. Right Whale Critical Habitat |
November 15 to April 15 |
Gulf of Alaska |
March through September |
Navidad Bank |
December through April |
Coastal Western Africa (Cameroon to Angola) |
June through October |
Patagonian Shelf Break |
Year-round |
Argentina Southern Right Whale |
May through December |
Central California |
June through November |
Antarctic Convergence Zone |
October through March |
Offshore Piltun and Chayvo |
June through November |
Eastern Madagascar Coastal Waters |
July through September for humpback whale breeding; November
through December for migrating blue whales
|
Southern Madagascar (Madagascar Plateau, Madagascar Ridge, and
Walters Shoal)
|
November through December |
Ligurian-Corsican-Provençal Basin and Western Pelagos Sanctuary
|
July to August |
Penguin Bank, Hawaiian Islands Humpback Whale National Marine
Sanctuary
|
Now included in Main Hawaiian Islands OBIA |
Costa Rica Dome |
Year-round |
Great Barrier Reef |
May through September |
Bonney Upwelling |
December through May |
Northern Bay of Bengal and Head of Swatch-of-No- Ground (SoNG)
|
Now included in SoNG OBIA |
Olympic Coast National Marine Sanctuary, Barkley and Nitinat
Canyons, and The Prairie
|
Olympic National Marine Sanctuary: December, January, March,
April, and May;
The Prairie, Barkley and Nitinat Canyons: June through September
|
Abrolhos Bank |
August through November |
Grand Manan North Atlantic Right Whale Critical Habitat |
June through December |
Eastern Gulf of Mexico |
Year-round |
Southern Coastal Chile |
February to April |
Offshore Sri Lanka |
Now included in Sri Lanka OBIA |
Camden Sound/Kimberly Region |
Now included in Western Australia—Humpback Whale OBIA |
Perth Canyon |
January through May |
Southwest Australia Canyons |
Year-round |
Main Hawaiian Islands |
November to April |
Northwestern Hawaiian Islands |
December to April |
Marianas Islands |
February to April |
Ryukyu-Philippines |
January to April |
Ogasawara—Sperm Whale |
June to September |
Ogasawara-Kazin—Humpback Whale |
December to May |
Honshu |
January to May |
Southeast Kamchatka |
June to September |
Gulf of Thailand |
April to November |
Western Australia—Blue Whale |
May to November |
Western Australia—Humpback Whale |
May to December |
Southern Bali |
October to November |
Swatch-of-No-Ground (SoNG) |
Year-round |
Sri Lanka |
October to April |
Additional Geographic Mitigation Measures
-
SURTASS LFA sonar-generated sound field will be transmitted such that
received levels are equal to or below 180 dB re 1 µPa (rms) (SPL)
within 12 nautical miles (22 kilometers) of any emergent land and
within 0.54 nmi (1 km) of any OBIA boundary during biologically
important seasons
-
No more than 25 percent of the authorized amount of SURTASS LFA sonar
would be used for training and testing activities within 10 nmi (18.5
km) of any single OBIA during any year unless the following condition
is met: should national security present a requirement to conduct more
than 25 percent of the authorized hours of SURTASS LFA sonar within 10
nmi (18.5 km) of any single OBIA during any year, naval units would
obtain permission from the appropriate designated Command authority
prior to commencement of the activity. The Navy would provide NMFS
with notification as soon as is practicable and include the
information (e.g., sonar hours) in its annual activity reports
submitted to NMFS
-
When in the vicinity of known recreational or commercial dive sites,
SURTASS LFA sonar will be transmitted such that the received sound
levels would not exceed 145 dB re 1 µPa (rms) (SPL) unless the
following conditions are met: should national security present a
requirement to transmit SURTASS LFA sonar during training or testing
activities such that exposure at known recreational or commercial dive
sites may exceed RLs =145 dB re 1 µPa (rms) (SPL), naval units would
obtain permission from the appropriate designated Command authority
prior to commencement of the activity. Prior to conducting training or
testing activities, the designated Command authority shall conduct a
risk assessment, taking into account the potential for exposure to
SURTASS LFA sonar by divers
-
SURTASS LFA sonar would not be used in the waters over Penguin Bank,
Hawaii, to a water depth of 600 feet (183 meters) and would be
operated such that the sound fields would not exceed RLs of 145 dB re
1 µPa (rms) (SPL) in Hawaii State waters
Monitoring Techniques
Three monitoring techniques will be implemented during SURTASS LFA sonar
training and testing activities:
-
Visual monitoring for marine mammals and sea turtles from the SURTASS
LFA sonar vessel during daylight hours
-
Passive (low frequency) SURTASS array to listen for sounds generated
by marine mammals as an indicator of their presence
-
High frequency (HF) active sonar to detect/locate/track potentially
affected marine mammals (and possibly sea turtles) near the SURTASS
LFA sonar vessel and the sound field produced by the SURTASS LFA sonar
source array
Visual Monitoring
Visual monitoring will include daytime observations from the bridge of
the SURTASS LFA sonar vessel for presence of marine mammals and sea
turtles whenever LFA sonar is transmitting. The visual observers detect
and identify marine mammals and sea turtles using standard binoculars
(7x) and the naked eye.
Passive Acoustic Monitoring
Passive acoustic monitoring using the SURTASS towed array would be
conducted when LFA sonar is transmitting. Passive monitoring listens for
vocalizing marine mammals as an indicator of their presence. If a
detected sound were estimated to be from a vocalizing marine mammal, the
sonar technician would notify the senior military member-in-charge, who
would alert the HF/M3 sonar operator and visual observers (during
daylight). Delay or suspension of SURTASS LFA sonar transmissions would
be ordered when the HF/M3 sonar and/or visual observers verify the
presence of a marine mammal to be within the LFA mitigation zone.
Active Acoustic Monitoring
Active acoustic monitoring uses the high frequency marine mammal
monitoring (HF/M3) sonar system to detect, locate, and track marine
mammals that enter the LFA mitigation zone whenever LFA sonar is
transmitting. Prior to full-power operations of the HF/M3 sonar, the
power level would be ramped up over a period of 5 minutes from the
source level of 180 dB re 1 µPa @ 1 m (rms) (SPL) in 10 dB increments
until full power is attained. If a marine mammal or sea turtle were
detected within the LFA mitigation zone by HF/M3 monitoring, the
immediate delay or suspension of LFA sonar transmissions would occur.
The general characteristics of the HF/M3 sonar are:
- Frequency: 30 to 40 kHz
-
Bandwidth: variable (1.5 to 6 kHz nominal)
- Duty Cycle: 3-4 percent (nominal)
-
Nominal Source Level: 220 dB re 1 microPascal at 1 m
-
Pulse Length: variable (10-40 msec nominal)
-
Pulse Repetition Rate: set by maximum search range (3-4 sec nominal)
- Source Ramp-Up: five-minute period
-
Detection Volume: 4 equally spaced swept 8º (horizontal) x 10º
(vertical) beams making up a 10º (vertical) sector sweep through full
360º (horizontal) around the source (i.e., omnidirectional in the
horizontal, 10º vertical beamwidth); nominal time for full 360º sweep
45 to 60 seconds
-
Maximum Detection Range: nominally 2 km (1.08 nm)
-
Operational Depth Capability: compatible with maximum deployed depth
of SURTASS LFA sonar source array
- Vertical Steering: ±10o
-
Receiver Gain: 23 dB (nominal vs. omnidirectional noise)
HF/M3 with Tow Body
Analysis and testing of the HF/M3 sonar operating capabilities indicates
that this system substantially increases the probability of detecting
marine mammals within the LFA mitigation zone, and provides an excellent
monitoring capability (particularly for medium-large marine mammals) out
to approximately 2 km (1.08 nm).